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Introduction Companies may receive notices from the Registrar of Companies (ROC) due to non-compliance, delayed filings, discrepancies in records, or other regulatory concerns under the Companies Act, 2013. Responding to such notices accurately and within the prescribed timeline is essential to avoid penalties, legal consequences, and further regulatory action. In many cases, companies may also … Read more

Introduction Foreign investment is a significant source of capital for Indian businesses, but it comes with strict reporting and compliance requirements under the Foreign Exchange Management Act (FEMA), 1999. When a company issues shares or other eligible securities to a foreign investor, it must report the transaction to the Reserve Bank of India (RBI) through … Read more

Introduction INC-20A is a mandatory compliance filing under the Companies Act, 2013 for companies having share capital incorporated after the prescribed provisions came into effect. Before commencing business operations or exercising borrowing powers, eligible companies must file Form INC-20A with the Registrar of Companies (ROC). The form serves as a declaration that subscribers to the … Read more

Introduction CHG-4 is a statutory form filed with the Registrar of Companies (ROC) to report the satisfaction of a charge created on a company’s assets or properties. When a company fully repays a secured loan or fulfills its financial obligations to a lender, it must notify the ROC and remove the charge from official records. … Read more

Introduction CHG-1 is a statutory form filed with the Registrar of Companies (ROC) for the registration of charges created by a company on its assets or properties in favor of lenders or financial institutions. Whenever a company secures a loan through mortgages, hypothecation, or other forms of security, it must register the charge within the … Read more

Introduction Auditor resignation is a significant corporate event that requires proper compliance with the Companies Act, 2013 and related regulatory provisions. When a statutory auditor resigns before the completion of their term, both the auditor and the company must fulfill specific filing and reporting obligations. Timely compliance ensures transparency, maintains accurate corporate records, and helps … Read more

Introduction ADT-1 is a mandatory form filed with the Registrar of Companies (ROC) for reporting the appointment of a company’s auditor under the Companies Act, 2013. Every company is required to appoint an auditor and notify the ROC within the prescribed time limit after such appointment. Timely filing of Form ADT-1 ensures regulatory compliance and … Read more

Introduction BEN-2 filing is an important compliance requirement under the Companies Act, 2013, aimed at promoting transparency in corporate ownership structures. Companies are required to file Form BEN-2 with the Registrar of Companies (ROC) whenever an individual qualifies as a Significant Beneficial Owner (SBO) and submits the prescribed declaration. The filing helps regulatory authorities identify … Read more

Introduction MSME Form-1 is a mandatory compliance filing for specified companies that have outstanding payments due to Micro and Small Enterprises (MSEs) beyond the prescribed period under the Micro, Small and Medium Enterprises Development (MSMED) Act, 2006. The form is filed with the Registrar of Companies (ROC) to disclose delayed payments owed to MSME suppliers. … Read more

Introduction DPT-3 is a mandatory annual compliance form filed with the Registrar of Companies (ROC) for reporting outstanding receipts of money that are not considered deposits, as well as certain deposits accepted by companies. Introduced under the Companies (Acceptance of Deposits) Rules, 2014, the filing helps regulatory authorities monitor company borrowings and financial obligations. Failure … Read more